ASP day programme

Adult Support & Protection (Scotland) Act 2007

The Duties, Roles and Responsibilities of Services and Staff under the Act

The one day training course is intended to provide:

  • knowledge of the Adult Support and Protection Act;
  • the requirements of implementation;
  • an understanding of its practice implications.

Course Content

Morning

Principles and Definitions

Inquiries and Investigations

Afternoon

Assessment Orders and Removal Orders

Banning Orders and Offences

Detailed Course Programme

09.30 Aims of the Day

09.45 Principles, Definitions, Inquiries

Section 1. General principle on intervention in an adult's affairs

S2. Principles for performing Part 1 functions

S3. Adults at risk

S53. Harm

S4. Council's duty to make inquiries

S5. Co-operation

S6. Duty to consider providing advocacy and other services

10.15 Group Exercise

10.45 Feedback

11. 00 BREAK

11.15 Investigations

S52-53. Definition of Council Officer

S7. and S36. Visits

S37, 38 and 40. Warrants for Entry

S8. Interviews

S9/52. Medical examinations

S10. Examination of records

S49-50. Offences

12.00 Group Exercise

12.30 Feedback

12.45 LUNCH

13.30 Protection Orders

ASP - AWI - MHCTA

Overview of ASP Protection Orders

S12/15/20 Serious Harm

S35. Consent and Undue pressure

13.45 Group Exercise

14.15 Feedback

14.30 Assessment and Removal orders

S11-12-13. Assessment orders

S14-15-16-17. Removal orders

S40. Urgent cases

S18. Protection of moved person's property

S37, 38, 39, 40, 41. Warrants for entry

15.00 BREAK

15.15 Banning orders

S19>27, 51. Banning and Temporary Banning Orders

S25-28 to 34. Powers of arrest, Arrest and Detention

15.45 Group Exercise

16.15 Feedback

Learning Outcomes

16.30 CLOSE

Adults Support and Protection (Scotland) Act 2007

Implementation Programme

Group Exercises -- Questions and Case Studies

Group members should introduce themselves and say which organisation they come from and what their job is.

They should agree a chair and identify group members to record on the flip chart and report back at the plenary feedback sessions.

In every session the group should identify the most important points it wishes to report back.

Morning -- Session One

Principles, Definitions and Inquiries

Group Exercise 1

Case example: Agnes

Agnes lives with her husband Ian in a ground floor flat. She has multiple sclerosis and anxiety states. A couple of years ago her health deteriorated and now she cannot walk very far. The only time Agnes goes out is when she attends a luncheon club twice a week. Both an OT and a home care worker have been involved for some time. There have been concerns in the past when Agnes has said he has not got any money left. She has never said where the money has gone. Service staff see very little of Ian, who seems to spend a lot of his time out of the house. There are often empty bottles of spirits in the house -- Agnes does not drink alcohol -- and old betting slips left lying around. During an assessment visit, Ian did say he did what he could for Agnes, but he had worked all his life and paid his taxes and it was up to services to provide what support she needed. Agnes has never been critical of him, and always seems highly anxious to keep things in order in case he gets angry with her. Agnes's doctor has been called out by a neighbour, who had heard Agnes shouting for help through the wall. When the neighbour went in she found Agnes crying and saying she was starving. She had not eaten for three days. She seemed to be extremely dehydrated and cried out when the neighbour touched her arm. Her neighbour helped her to the toilet, and Agnes said it was painful to pass urine. The neighbour phoned the health centre, but by the time the doctor visited Ian had returned home, said his wife was fine and they did not need any help. The doctor was only able to see Agnes very briefly, when she said she was fine and did not need any help or want anyone else involved.

The group task is to agree a group view of the case study.

What are the implications of the definitions of 'adult at risk' and 'harm'?

In this case is there a duty to inquire, and what might be the issues, dilemmas and challenges in relation to the duty of cooperation, and the duty to consider advocacy and other services?

How should staff and agencies deal with the dilemmas concerning self-determination and reporting concerns raised in operational practice?

Please flipchart your comments, and identify three key points to feed back.

Morning -- Session Two

Investigations

Group Exercise 2

Case Example

Muhammad

Muhammad is a Scottish-Asian man, who has lived in Scotland for many years. He has a number of physical and mental health issues and his behaviour can be quite difficult at times. He has lived in a registered care setting for about a year. Staff are struggling to manage his behaviour and a social worker is involved in reviewing his care needs. The social worker is unhappy with the staff's attitude to her client. Another registered service has assessed Muhammad, with a view to him moving to their specialist service. However, in their assessment, Muhammad does not need such a specialist unit. The Care Commission also has a number of concerns about this service. Muhammad's cousin visits regularly, and has now reported to the social worker that as she arrived for her last visit she saw one of the staff angrily pushing Muhammad along the corridor and saying to him, " I told you -- you can't come along here - you people never learn". The Senior officer later told the cousin about an accident that had happened to Muhammad a few days before leaving bruising down one arm -- it was not a very convincing explanation, but Muhammad was not able to tell his cousin what had happened. The cousin also expressed concern that Muhammad never seemed to have much left from his weekly income.

How do the legislative principles, definitions, and the legal powers and duties in relation to visits, interviews medical examinations and the examination of records relate to the case study?

Consider what dilemmas and challenges are posed in this case, and what next steps should be taken?

Then, identify more broadly issues concerning implementing the legislation when this concerns managed social care, health or housing settings.

Flipchart your views, and identify three key points to feed back.

Afternoon -- Session One

Serious Harm, Consent and Undue Pressure

Group Exercise 3

Serious Harm

How would you distinguish 'harm' from 'serious harm' within the context of the Adult Support and Protection Act?

Identify what would constitute serious harm, and in 15 minutes create a group list after sharing and discussing these ideas.

Undue Pressure

The ASP Act allows consent to be dispensed with in certain circumstances and with evidence of 'undue pressure'.

Identify what you believe would constitute and evidence 'undue pressure' and any issues concerning this concept, and in 15 minutes create a group list after sharing these ideas.

Flipchart your views, and identify one key point about serious harm and one key point about undue pressure to feed back.

Afternoon -- Session Two

Assessment Orders, Removal Orders and Banning Orders

Group Exercise 4

Identify cases in which the use of an Assessment order or a Removal order or a Banning Order would have been of benefit to an adult at risk.

Then create a group list with three columns noting the circumstances in which an Assessment order or a Removal order or a Banning Order would have had such benefits.

You may also wish to note the potential difficulties and drawbacks of using orders in these circumstances.

Flipchart your views, and identify one key point about each of the Protection Orders to feed back.

Links to Issues and Agencies referenced in the training sessions:

Scottish Government:

Adult Support and Protection (Scotland) Act 2007

Adult Support and Protection (Scotland) Act 2007 - code of practice

Adults with Incapacity

Adults with Incapacity- communication and assessing capacity

Child Protection

Appropriate Adults Scheme

Mental Health (Care and Treatment) (Scotland) Act 2003

Vulnerable Witnesses (Scotland) Act 2004 - information guide

Scottish Courts - Rules and Forms

Data Sharing: Legal Guidance for the Public Sector

Office of Public Sector Information (Acts and Statutory Instruments):

Survivor Scotland

Counselling, mediation, and victim support:

Criminal Injuries Compensation Scheme ( CICS), 2001:

Office of the Information Commissioner's framework code of practice for sharing information

Office of the Public Guardian

Public Concern at Work - provides legal, practical and policy advice on whistle blowing

Scottish Independent Advocacy Alliance

The Mental Welfare Commission ( MWC) for Scotland

The Princess Royal Trust for Carers

Victims of Crime in Scotland

Learning Outcomes -- Evaluation Comments

ASP Implementation - National Events -- September 2008

Evaluate the degree to which the training has been effective in enabling you to achieve the following learning objectives:

a) Understand the principles of the ASP Act and their implications for practice

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b) Understand what is meant by the terms "adult at risk" and "harm"

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c) Understand the Council's duty to make inquiries, about the duty of Co-operation, the duty to consider the importance of providing advocacy and other services and some implications for practice

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d) Understand the functions of a council officer, health professional, police constable, and police officer in charge under the ASP Act

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e) Understand the duties and powers in relation to visits and interviews under the ASP Act and some practice implications

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f) Understand the duties and powers in relation to medical examinations and the examination of records under the ASP Act

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g) Understand some of the practice implications of applying the ASP Act in relation to adults within managed or registered services

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h) Understand the offences of obstruction under the ASP Act and refusal to provide information related to the Act

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i) Understand in broad terms the key distinctions between the ASP Act, the AWI Act and the MHCT Act

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j) Understand the terms ' serious harm' 'undue pressure' and how they might be applied in applications for Protection orders

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k) Understand the requirements for consent and the term 'undue pressure' and how they apply to applications for Protection orders

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l) Understand the potential uses of Assessment orders, Removal orders, and Banning orders the arrangements for them and the practice issues involved

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m) Understand that there are police powers of arrest and duties of detention under the ASP Act

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Please rate the value of the training overall

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Please note any other comments:

Page updated: Thursday, February 12, 2009