Report on Scottish Executive Consultation CON302

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Report on Scottish Executive Consultation CON302

Appendix 1: revised guidance and criteria

Criteria for and Guidance on the Determination of 'National Importance' under the terms of the Ancient Monuments etc Act 1979

Preamble

1. The Ancient Monuments and Archaeological Areas Act 1979 provides for the 'scheduling' of ancient monuments, the sole criterion being that they are of 'national importance'. A definition and operational guidance on how to determine whether or not a monument was of 'national importance' was approved by the Ancient Monuments Board in 1983. The guidance offered here is the fruit of a revision of these texts, taking account of the development of treaty, charter and practice, in the UK and abroad. While being based on the 1983 text, it also reflects the principles of Scotland's Stirling Charter (2000), which 'has been informed by, and builds on, the body of international conservation charters already in being'. One of the most influential of these is the Burra Charter (current edn 1999), which introduced the now widely accepted concept of 'cultural significance'. While taking into account national and international developments, the revised guidance has been written with the welfare of Scotland's archaeological and built heritage in mind.

2. The process of scheduling is undertaken by Scottish Ministers, and is discretionary. The selection of monuments to propose for scheduling is undertaken by Inspectors of Ancient Monuments and their proposals are vetted by professional and administrative officers within Historic Scotland. The primary aim of this document is to provide guidance to these officers so that they can determine that monuments are unequivocally of national importance.

Cultural Significance

3. For a monument or a class of monuments to be considered as of national importance it must, first, have a particular cultural significance: artistic; archaeological; architectural; historic; traditional (factors listed in the 1979 Act); aesthetic; scientific; social for past, present or future generations. Such significance is inherent in the monument itself, its fabric, setting, use, associations, meanings, records, related monuments and related objects.

4. For most of Britain's and Scotland's past, there are no 'national' prehistories or histories, as reflected in the built heritage; instead there is an aggregation of related prehistories and histories of different regions, which may have wider national or international links. It is through these linked regional histories and prehistories that the history of Scotland and the UK can be understood.

5. Cultural significance can be characterised by reference to one or more of the following; the characteristics are in three groups: Intrinsic - those inherent in the monument; Contextual - those relating to the monument's place in the landscape or in the body of existing knowledge; Associative - more subjective assessments of the associations of the monument, including with current or past aesthetic preferences. This is a separate process from identifying the sub-set of sites and monuments that are of national importance (para 7 below).

Intrinsic characteristics

  1. the condition in which the monument has survived. 'Condition' includes the potential survival of archaeological evidence above and below ground, and goes beyond the survival of marked field characteristics;
  2. the archaeological, scientific, technological or other interest or research potential of the monument or any part of it;
  3. the apparent developmental sequence of the monument. Monuments that show a sequence of development can provide insights of importance, as can places occupied for a short time;
  4. the original or subsequent functions of the monument and its parts;
  5. Contextual characteristics

  6. The present rarity or representativeness of all or any part of the monument, assessed against knowledge of the archaeology of Scotland and of the region in which the monument occurs;
  7. the relationship of the monument to other monuments of the same or related classes or period, or to features or monuments in the vicinity. This is particularly important where individual monuments, themselves perhaps of limited immediate significance, form an important part of a widespread but varied class. The diversity of the class should be a material consideration in making individual decisions;
  8. the relationship of the monument and its parts with its wider landscape and setting.
  9. Associative characteristics

  10. The historical, cultural and social influences that have affected the form and fabric of the monument, and vice versa;
  11. the aesthetic attributes of the monument;
  12. its significance in the national consciousness or to people who use or have used the monument, or descendants of such people;
  13. the associations the monument has with historical, traditional or artistic characters or events.

6. Understanding of cultural significance may change as a result of the continuing history of the monument, or in the light of new information, or changing ideas and values. The concept of 'cultural significance' will apply widely and to different degrees to all of Scotland's historic environment, and should not be confused with the establishment of 'national importance', which is another process.

National Importance

7. The primary purpose of scheduling under the 1979 Act is the preservation of, and control of works on, monuments, the survival of which is in the national interest. The provisions of the 1979 Act are consistent with the principles of minimal intervention to ensure that a monument is preserved as far as possible in the state in which it has come down to us, and is passed on to future generations in as unchanged a state as is practicable, in accord with the principles of sustainable development. In general, those principles will only be set aside in circumstances where wider considerations are deemed, on balance, to be of greater importance to the national interest , rather than to any sectoral or local interest; in individual cases such considerations may include the needs of research into Scotland's past.

8. It should be noted that no period of Scotland's past and no part of Scotland's land is inherently more or less likely to produce monuments of 'national importance' than another.

9. The purpose and implications of scheduling are issues that require to be taken into consideration when assessing monuments for scheduling. Scheduling may not be the only, nor the most appropriate, mechanism to secure the future of all sites, even those that may otherwise meet the criteria.

10. The 'particular' significance needed to define the monument as of 'national' importance may be established in terms of one or more of the following:

  1. its inherent capability or potential to make a significant addition to the understanding or appreciation of the past;
  2. its retention of the structural, decorative or field characteristics of its kind to a marked degree;
  3. its contribution, or the contribution of its class, to today's landscape and/or the historic landscape;
  4. the quality and extent of any documentation or association that adds to the understanding of the monument or its context; and
  5. the diminution of the potential of a particular class or classes of monument to contribute to an understanding of the past, should the monument be lost or damaged;
  6. its place in the national consciousness is a factor that may be considered in support of other factors.

Historic Scotland
December 2004

Appendix 2: substantive responses

Ref no (not continuous sequence)

Respondent

Sector

1

Dr Richard Hingley

University

3

North Ayrshire Council

Local Government

4

City of Edinburgh Council

Local Government

5

South Lanarkshire Council

Local Government

6

Society of Antiquaries of Scotland

NGO

7

Cairngorms National Park

National Park Authority

8

David Connolly

Individual

9

Rathnell Archaeology

Archaeological contracting company

10

HEACS

NDPB

11

RICS

Professional body

12

Scottish Natural Heritage

NDPB

13

The National Trust for Scotland

NGO

14

North Lanarkshire Council

Local Government

15

Council for Scottish Archaeology

NGO

16

Association of Regional and Island Archaeologists

Local Government

17

Dumfries & Galloway Council

Local Government

18

CFA Archaeology

Archaeological contracting company

21

Heritage Action

NGO

22

Institute of Field Archaeologists

Professional body

23

Stirling Council

Local Government

25

Comhairle nan Eilean Siar

Local Government

26

East Lothian Council

Local Government

27

Aberdeen City Council

Local Government

28

Scottish Borders Council

Local Government

29

The Highland Council

Local Government

Also, the minuted discussions of the Built Environment Forum Scotland workshop

Page updated: Monday, March 20, 2006